AI assistant
SMITH A O CORP — Director's Dealing 2018
Sep 5, 2018
30593_dirs_2018-09-05_c5b351f4-3ca6-46db-84fd-610f1aed387a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2018-09-01
Reporting Person: Wheeler Kevin J. (Director, President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-01 | Employee Stock Options (Right to Buy) | $57.465 | A | 16755 | Acquired | 2029-09-01 | Common Stock (16755) | Direct |
| 2018-09-01 | Restricted Stock Units | $57.465 | A | 3915 | Acquired | Common Stock (3915) | Direct |
Footnotes
F1: The Price of the Derivative Security is the Fair Market Value on September 4, 2018, which was the first day of trading after September 1, 2018.
F2: The employee stock options were granted on 09/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 09/01/2019.
F3: The restricted stock units were granted on 09/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 09/01/2021.