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SMITH A O CORP Director's Dealing 2017

Feb 13, 2017

30593_dirs_2017-02-13_f79659e2-1ed1-4f85-b94c-28e5927c29ae.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-02-10

Reporting Person: Rajendra Ajita G (Chairman, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-10 Common Stock M 36900 $49.86 Acquired 323802 Direct
2017-02-10 Common Stock F 15565 $49.86 Disposed 308237 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-10 Restricted Stock Units $49.86 M 36900 Disposed Common Stock (36900) Direct

Footnotes

F1: 36,900 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 36,900 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 36,900 shares of Common Stock to the reporting person.