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SMITH A O CORP Director's Dealing 2017

Feb 15, 2017

30593_dirs_2017-02-15_7e31a09a-8871-4d65-8a99-c4519705799c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-02-13

Reporting Person: Petrarca Mark A (Senior Vice Pres. - H.R. & P.A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-13 Employee Stock Options (Right to Buy) $50.16 A 11005 Acquired 2027-02-13 Common Stock (11005) Direct
2017-02-13 Restricted Stock Units $50.16 A 2860 Acquired Common Stock (2860) Direct

Footnotes

F1: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

F2: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020.