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SMITH A O CORP Director's Dealing 2017

Apr 17, 2017

30593_dirs_2017-04-17_3b5e7bed-4b18-4e42-97aa-3c695c5f391a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-04-13

Reporting Person: BROWN RONALD D (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-04-13 Restricted Stock Units $49.83 A 2509 Acquired Common Stock (2509) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 51896 Direct

Footnotes

F1: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 25,948 additional shares of Common Stock.

F2: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 13, 2017.

F3: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F4: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 23,202 additional Restricted Stock Units. The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 235 units of Restricted Stock Units.