AI assistant
SMITH A O CORP — Director's Dealing 2017
Apr 17, 2017
30593_dirs_2017-04-17_3b5e7bed-4b18-4e42-97aa-3c695c5f391a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-04-13
Reporting Person: BROWN RONALD D (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-13 | Restricted Stock Units | $49.83 | A | 2509 | Acquired | Common Stock (2509) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 51896 | Direct |
Footnotes
F1: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 25,948 additional shares of Common Stock.
F2: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 13, 2017.
F3: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.
F4: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 23,202 additional Restricted Stock Units. The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 235 units of Restricted Stock Units.