Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SMITH A O CORP Director's Dealing 2017

May 3, 2017

30593_dirs_2017-05-03_238b9745-c6af-46b8-b7f5-b7fe3b437dfd.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-05-01

Reporting Person: KITA JOHN J (Executive Vice President & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-01 Common Stock M 25000 $17.46 Acquired 104486 Direct
2017-05-01 Common Stock S 25000 $53.8658 Disposed 79486 Direct
2017-05-01 Common Stock S 6619 $53.8615 Disposed 72867 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-01 Employee Stock Options (Right to Buy) $17.46 M 25000 Disposed 2023-02-11 Common Stock (25000) Direct

Footnotes

F1: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.