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SMITH A O CORP Director's Dealing 2017

May 22, 2017

30593_dirs_2017-05-22_d6d0fb4f-a99c-4d39-9e77-f0cd1e35fb90.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-05-19

Reporting Person: Rajendra Ajita G (Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-19 Common Stock M 67200 $5.94 Acquired 336545 Direct
2017-05-19 Common Stock F 37094 $53.475 Disposed 299451 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-19 Employee Stock Options (Right to Buy) $5.94 M 67200 Disposed 2018-02-11 Common Stock (67200) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8892 Indirect

Footnotes

F1: The employee stock options were granted on 02/11/2008 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2009.

F2: Spouse