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SMITH A O CORP Director's Dealing 2017

May 26, 2017

30593_dirs_2017-05-26_ea7092d5-ef7d-4f18-9191-070b901d245b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-05-25

Reporting Person: STERN JAMES F (Exec VP, General Counsel & Sec)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-25 Common Stock M 25200 $17.462 Acquired 176583 Direct
2017-05-25 Common Stock S 25200 $54.4494 Disposed 151383 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-25 Employee Stock Options (Right to Buy) $17.462 M 25200 Disposed 2023-02-11 Common Stock (25200) Direct

Footnotes

F1: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.