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SMITH A O CORP Director's Dealing 2017

Jun 2, 2017

30593_dirs_2017-06-02_a9636bd9-92b1-4c13-b822-a151913a0be1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2017-06-02

Reporting Person: KITA JOHN J (Executive Vice President & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-02 Common Stock M 12200 $17.462 Acquired 85067 Direct
2017-06-02 Common Stock S 12200 $56.3237 Disposed 72867 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-02 Employee Stock Options (Right to Buy) $17.462 M 12200 Disposed 2023-02-11 Common Stock (12200) Direct

Footnotes

F1: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.