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SMITH A O CORP Director's Dealing 2016

Apr 12, 2016

30593_dirs_2016-04-12_e1c92a89-4c5d-45d8-92dc-874192df41c7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2016-04-11

Reporting Person: SMITH MARK D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-04-11 Common Stock A 1561 $76.895 Acquired 55940 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 14750 Indirect
Common Stock 4478 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class A Common Stock $0 Common Stock (0) 118028 Indirect
Class A Common Stock $0 Common Stock (0) 1838 Indirect

Footnotes

F1: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on 04/11/2016.

F2: The reporting person beneficially owns the shares as settlor of a revocable family trust.

F3: Held by spouse.

F4: 1 for 1

F5: Convertible at any time to Common Stock.

F6: None.