Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SMITH A O CORP Director's Dealing 2016

May 25, 2016

30593_dirs_2016-05-25_d6545732-90c1-4c95-b88e-da5baee5644f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2016-05-24

Reporting Person: Lauber Charles T (SVP, Strategy & Corporate Dev.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-24 Common Stock M 1334 $21.558 Acquired 13324 Direct
2016-05-24 Common Stock M 2000 $34.923 Acquired 15324 Direct
2016-05-24 Common Stock F 2262 $81.83 Disposed 13062 Direct
2016-05-25 Common Stock S 1072 $83.5439 Disposed 11990 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-05-24 Employee Stock Options (Right to Buy) $21.558 M 1334 Disposed 2021-02-07 Common Stock (1334) Direct
2016-05-24 Employee Stock Options (Right to Buy) $34.923 M 2000 Disposed 2023-02-11 Common Stock (2000) Direct

Footnotes

F1: The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2012.

F2: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.