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SMITH A O CORP Director's Dealing 2016

Jul 13, 2016

30593_dirs_2016-07-13_6c8187c5-1a2d-4088-bcd7-53201745c1a4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2016-07-11

Reporting Person: SMITH MARK D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-07-11 Common Stock A 56 $90.265 Acquired 55996 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-06-06 Class A Common Stock $0 G 340 Acquired Common Stock (340) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 14750 Indirect
Common Stock 4478 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class A Common Stock $0 Common Stock (0) 1838 Indirect

Footnotes

F1: Payment of additional retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on July 11, 2016.

F2: The reporting person beneficially owns the shares as settlor of a revocable family trust.

F3: Held by spouse.

F4: 1 for 1

F5: Convertible at any time to Common Stock.

F6: None.