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SMITH A O CORP Director's Dealing 2016

Jul 28, 2016

30593_dirs_2016-07-28_9849e12c-f0ee-434d-adc0-29d642f9a8df.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2016-07-28

Reporting Person: SMITH MARK D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-07-28 Common Stock S 1146 $93.7597 Acquired 54850 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 14750 Indirect
Common Stock 4478 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class A Common Stock $0 Common Stock (0) 117688 Indirect
Class A Common Stock $0 Common Stock (0) 1838 Indirect

Footnotes

F1: The reporting person beneficially owns the shares as settlor of a revocable family trust.

F2: Held by spouse.

F3: 1 for 1

F4: Convertible at any time to Common Stock.

F5: None.