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SMITH A O CORP — Director's Dealing 2016
Dec 7, 2016
30593_dirs_2016-12-07_21cef939-8449-4c09-bacd-2e352a49e48b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2016-12-06
Reporting Person: Petrarca Mark A (Senior Vice Pres. - H.R. & P.A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-06 | Common Stock | S | 10000 | $49.7339 | Disposed | 78898 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $0 | Common Stock (0) | 70810 | Direct | |
| Restricted Stock Units | $0 | Common Stock (0) | 14690 | Direct |
Footnotes
F1: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 44,449 additional shares of Common Stock.
F2: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 35,405 additional Employee Stock Options.
F3: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 7,345 additional Restricted Stock Units.
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