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SMITH A O CORP — Director's Dealing 2015
Feb 2, 2015
30593_dirs_2015-02-02_665a6e28-c988-4c94-a91d-ba2d3df5fff7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-02-02
Reporting Person: Anderson Stephen (Designated Section 16 Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-02 | Common Stock | M | 4667 | $22.985 | Acquired | 9972 | Direct |
| 2015-02-02 | Common Stock | S | 4667 | $59.4868 | Disposed | 5305 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-02 | Employee Stock Option (Right to Buy) | $22.985 | M | 4667 | Disposed | 2022-02-13 | Common Stock (4667) | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $59.35 to $59.71. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: The employee stock option, granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, become exercisable in three annual installments of 1/3 of the award starting on 02/13/2013.