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SMITH A O CORP Director's Dealing 2015

Feb 11, 2015

30593_dirs_2015-02-11_a55253b5-7564-48d6-859c-570c7414083d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-02-09

Reporting Person: JONES PAUL W (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-25 Common Stock G 20000 Disposed 174428 Direct
2015-02-09 Common Stock M 120000 $21.558 Acquired 294428 Direct
2015-02-09 Common Stock F 80710 $61.53 Disposed 213718 Direct
2015-02-10 Common Stock S 39290 $61.4346 Disposed 174428 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-02-09 Employee Stock Options (Right to Buy) $21.558 M 120000 Disposed 2021-02-07 Common Stock (120000) Direct

Footnotes

F1: Gift

F2: The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/07/2012.