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SMITH A O CORP — Director's Dealing 2015
Feb 11, 2015
30593_dirs_2015-02-11_91980799-95f3-4442-9fdc-be319cce8e73.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-02-09
Reporting Person: Ackerman Patricia K (VP, Investor Relations & Treas)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-09 | Employee Stock Options (Right to Buy) | $61.53 | A | 3350 | Acquired | 2025-02-09 | Common Stock (3350) | Direct |
| 2015-02-09 | Restricted Stock Units | $61.53 | A | 935 | Acquired | Common Stock (935) | Direct |
Footnotes
F1: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.
F2: The restricted stock units were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2018. The Plan permits the participant to defer receipt of the awards, and Patricia K. Ackerman has made a deferral.