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SMITH A O CORP Director's Dealing 2015

Feb 11, 2015

30593_dirs_2015-02-11_8b6bbe0d-1258-44b3-9887-ce3a6e9ede84.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-02-09

Reporting Person: Rajendra Ajita G (President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-06 Common Stock G 340 Disposed 166020 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-02-09 Employee Stock Options (Right to Buy) $61.53 A 52865 Acquired 2025-02-09 Common Stock (52865) Direct
2015-02-09 Restricted Stock Units $61.53 A 14750 Acquired Common Stock (14750) Direct

Footnotes

F1: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.

F2: The restricted stock units were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2018.