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SMITH A O CORP Director's Dealing 2015

Feb 18, 2015

30593_dirs_2015-02-18_bdf221ba-d2eb-49f9-800e-31991fa9145f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-02-13

Reporting Person: Rajendra Ajita G (Chairman, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-02-13 Common Stock M 17200 $62.775 Acquired 183220 Direct
2014-02-17 Common Stock S 6900 $62.279 Disposed 176320 Direct
2015-02-18 Common Stock S 8609 $62.2144 Disposed 167711 Direct
2015-02-18 Common Stock S 8100 $62.822 Disposed 159611 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-02-13 Restricted Stock Units $62.775 M 17200 Disposed Common Stock (17200) Direct

Footnotes

F1: 17,200 Restricted Stock Units were granted on 02/13/2012, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 17,200 Restricted Stock Units vested on 02/13/2015. As of result of vesting, the Company is obligated to deliver 17,200 shares of Common Stock to the reporting person.

F2: The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).