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SMITH A O CORP Director's Dealing 2015

Feb 18, 2015

30593_dirs_2015-02-18_d4433254-522c-4fd8-be2d-afd56811a08d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-02-13

Reporting Person: STERN JAMES F (Exec VP, General Counsel & Sec)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-02-13 Common Stock M 6400 $62.775 Acquired 80828 Direct
2015-02-18 Common Stock S 2263 $62.2122 Disposed 78565 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-02-13 Restricted Stock Units $62.775 M 6400 Disposed Common Stock (6400) Direct

Footnotes

F1: 6,400 Restricted Stock Units were granted on 02/13/2012, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 6,400 Restricted Stock Units vested on 02/13/2015. As of result of vesting, the Company is obligated to deliver 6,400 shares of Common Stock to the reporting person.

F2: The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).