AI assistant
SMITH A O CORP — Director's Dealing 2015
Mar 5, 2015
30593_dirs_2015-03-05_14635a36-804f-49fc-be92-a593e1901a99.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-03-05
Reporting Person: Ding Wei (Pres. AOSCIC; Manager AOSCWHC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-05 | Common Stock | M | 1600 | $22.985 | Acquired | 3169 | Direct |
| 2015-03-05 | Common Stock | M | 3067 | $34.923 | Acquired | 6236 | Direct |
| 2015-03-05 | Common Stock | M | 2000 | $46.47 | Acquired | 8236 | Direct |
| 2015-03-05 | Common Stock | S | 6667 | $63.2977 | Disposed | 1569 | Direct |
| 2015-03-05 | Common Stock | S | 1569 | $63.3248 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-05 | Employee Stock Options (Right to Buy) | $22.985 | M | 1600 | Disposed | 2022-02-13 | Common Stock (1600) | Direct |
| 2015-03-05 | Employee Stock Options (Right to Buy) | $34.923 | M | 3067 | Disposed | 2023-02-11 | Common Stock (3067) | Direct |
| 2015-03-05 | Employee Stock Options (Right to Buy) | $46.47 | M | 2000 | Disposed | 2024-02-10 | Common Stock (2000) | Direct |
Footnotes
F1: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/13/2013.
F2: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/11/2014.
F3: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/10/2015.