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SMITH A O CORP — Director's Dealing 2015
Apr 16, 2015
30593_dirs_2015-04-16_c57814f6-5f35-4155-a846-4b709f96f384.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-04-14
Reporting Person: SMITH BRUCE M (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-14 | Restricted Stock Units | $65.145 | A | 1689 | Acquired | Common Stock (1689) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7946 | Direct |
| Common Stock | 1200 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class A Common Stock | $0 | Common Stock (0) | 226982 | Indirect |
Footnotes
F1: Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
F2: The reporting person beneficially owns these shares as settlor of a revocable family trust.
F3: Payment of portion of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 14, 2015.
F4: The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
F5: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 161 units of Restricted Stock Units.
F6: 1 for 1.
F7: Convertible at any time into Common Stock.
F8: None.