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SMITH A O CORP Director's Dealing 2015

Jul 16, 2015

30593_dirs_2015-07-16_f9f56354-d549-42f0-a183-20d99f8c9a7c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-07-14

Reporting Person: SMITH BRUCE M (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-07-14 Restricted Stock Units $67.695 A 148 Acquired Common Stock (148) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7946 Direct
Common Stock 1200 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class A Common Stock $0 Common Stock (0) 226982 Indirect

Footnotes

F1: Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.

F2: The reporting person beneficially owns these shares as settlor of a revocable family trust.

F3: Payment of additional retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on July 14, 2015.

F4: The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.

F5: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 311 units of Restricted Stock Units.

F6: 1 for 1.

F7: Convertible at any time into Common Stock.

F8: None.