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SMITH A O CORP Director's Dealing 2015

Oct 28, 2015

30593_dirs_2015-10-28_8dafd994-26bf-4a60-a8f2-9b6819f7ee04.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-10-27

Reporting Person: BROUWER WILFRIDUS M (President - AOSHBSRL)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-10-27 Common Stock M 11000 $22.985 Acquired 26685 Direct
2015-10-27 Common Stock M 4933 $34.923 Acquired 31618 Direct
2015-10-27 Common Stock S 15933 $73.3847 Disposed 15685 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-10-27 Employee Stock Options (Right to Buy) $22.985 M 11000 Disposed 2022-02-13 Common Stock (11000) Direct
2015-10-27 Employee Stock Options (Right to Buy) $34.923 M 4933 Disposed 2023-02-11 Common Stock (4933) Direct

Footnotes

F1: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2013.

F2: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.