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SMITH A O CORP Director's Dealing 2015

Oct 30, 2015

30593_dirs_2015-10-30_50bafce8-f6d1-4d50-ac52-684a7915bbef.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-10-29

Reporting Person: Petrarca Mark A (Senior Vice Pres. - H.R. & P.A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-10-29 Common Stock M 10385 $22.985 Acquired 52900 Direct
2015-10-29 Common Stock S 10385 $76.4439 Disposed 42515 Direct
2015-10-30 Common Stock M 3615 $22.985 Acquired 46130 Direct
2015-10-30 Common Stock S 3615 $76.4922 Disposed 42515 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-10-29 Employee Stock Options (Right to Buy) $22.985 M 10385 Disposed 2022-02-13 Common Stock (10385) Direct
2015-10-30 Employee Stock Options (Right to Buy) $22.985 M 3615 Disposed 2022-02-13 Common Stock (3615) Direct

Footnotes

F1: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2013.