Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SMITH A O CORP Director's Dealing 2015

Dec 1, 2015

30593_dirs_2015-12-01_4c598f63-516e-4261-859b-bacdfca91cd4.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-11-30

Reporting Person: KITA JOHN J (Executive Vice President & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-10-27 Common Stock G 135 Disposed 44223 Direct
2015-11-30 Common Stock M 15000 $22.985 Acquired 59223 Direct
2015-11-30 Common Stock F 9603 $80.365 Disposed 49620 Direct
2015-12-01 Common Stock S 5397 $80.1542 Disposed 44223 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-11-30 Employee Stock Options (Right to Buy) $22.985 M 15000 Disposed 2022-02-13 Common Stock (15000) Direct

Footnotes

F1: Gift

F2: The employee stock options wre granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/13/2013.