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SMITH A O CORP Director's Dealing 2015

Dec 11, 2015

30593_dirs_2015-12-11_7f85bae7-8b7f-432f-94c7-631d2c6f57f3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-12-11

Reporting Person: Ding Wei (Pres.AOSCIC; Manager AOSCWHC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-10 Common Stock M 5000 $77.875 Acquired 5000 Direct
2015-12-11 Common Stock S 1375 $77.5796 Disposed 3625 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-02-10 Restricted Stock Units $77.875 M 5000 Disposed Common Stock (5000) Direct

Footnotes

F1: 5,000 Restricted Stock Units were granted on 12/10/2012, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,000 Restricted Stock Units vested on 12/10/2015. As of result of vesting, the Company is obligated to deliver 5,000 shares of Common Stock to the reporting person.

F2: The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).