Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SMITH A O CORP Director's Dealing 2015

Dec 21, 2015

30593_dirs_2015-12-21_dda9e22e-bcdb-4063-b63f-d0528b230772.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2015-12-18

Reporting Person: Vallett William L Jr (CEO, Lochinvar, LLC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-02-18 Common Stock M 1700 $76.88 Acquired 25700 Direct
2015-12-21 Common Stock S 464 $77.293 Disposed 25236 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-18 Restricted Stock Units $76.88 M 1700 Disposed Common Stock (1700) Direct

Footnotes

F1: 1,700 Restricted Stock Units were granted on 12/18/2013, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,700 Restricted Stock Units vested on 12/18/2015. As of result of vesting, the Company is obligated to deliver 1,7000 shares of Common Stock to the reporting person.

F2: The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).