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SMITH A O CORP Director's Dealing 2014

Feb 11, 2014

30593_dirs_2014-02-11_fffe1b20-c137-4469-8d21-ce8f2ae98e81.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2014-02-07

Reporting Person: JONES PAUL W (Director, Executive Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-07 Common Stock M 46000 $46.345 Acquired 299740 Direct
2014-02-10 Common Stock S 22744 $46.7045 Disposed 276966 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-07 Restricted Stock Units $46.345 M 46000 Disposed Common Stock (46000) Direct

Footnotes

F1: 46,000 Restricted Stock Units were granted on 02/07/2011, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 46,000 Restricted Stock Units vested on 02/07/2014. As a result of vesting, the Company is obligated to deliver 46,000 shares of Common Stock to the reporting person.

F2: The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).