Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SMITH A O CORP Director's Dealing 2014

Feb 11, 2014

30593_dirs_2014-02-11_7a296194-6f3f-4895-81a6-b973b6b9dd7c.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2014-02-07

Reporting Person: RETTLER STEVE W (Senior Vice President - CD)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-07 Common Stock M 3000 $46.345 Acquired 29918 Direct
2014-02-10 Common Stock S 1352 $46.6668 Disposed 28566 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-07 Restricted Stock Units $46.345 M 3000 Disposed Common Stock (3000) Direct

Footnotes

F1: 3,000 Restricted Stock Units were granted on 02/07/2011, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 3,000 Restricted Stock Units vested on 02/07/2014. As of result of vesting, the Company is obligated to deliver 3,000 shares of Common Stock to the reporting person.

F2: The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).