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SMITH A O CORP Director's Dealing 2014

Feb 11, 2014

30593_dirs_2014-02-11_46c8ea03-5d36-4292-b732-fb1ea09e639a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2014-02-07

Reporting Person: Lauber Charles T (Senior VP, Strategy & Planning)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-07 Common Stock M 1600 $46.345 Acquired 11125 Direct
2014-02-10 Common Stock S 805 $46.7079 Disposed 10320 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-07 Restricted Stock Units $46.345 M 1600 Disposed Common Stock (1600) Direct

Footnotes

F1: 1,600 Restricted Stock Units were granted on 02/07/2011, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,600 Restricted Stock Units vested on 02/07/2014. As of result of vesting, the Company is obligated to deliver 1,600 shares of Common Stock to the reporting person.

F2: The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).