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SMITH A O CORP Director's Dealing 2014

Feb 12, 2014

30593_dirs_2014-02-12_0c6484af-e648-4b02-8618-4057545e1b2b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2014-02-10

Reporting Person: Kempken Daniel L (Vice President and Controller)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-10 Employee Stock Options (Right to Buy) $46.47 A 2570 Acquired 2024-02-10 Common Stock (2570) Direct
2014-02-10 Restricted Stock Units $46.47 A 915 Acquired Common Stock (915) Direct

Footnotes

F1: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/10/2015.

F2: The restricted stock units were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2017.