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SMITH A O CORP Director's Dealing 2014

Mar 3, 2014

30593_dirs_2014-03-03_73fc7d07-3edc-44b1-9403-b87561318956.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2014-03-03

Reporting Person: Ding Wei (Pres. AOSCIC; Manager AOSCWHC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-03-03 Common Stock M 933 $21.558 Acquired 1507 Direct
2014-03-03 Common Stock M 1600 $22.985 Disposed 3107 Direct
2014-03-03 Common Stock S 2533 $49.0716 Disposed 574 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-03-03 Employee Stock Options (Right to Buy) $21.558 M 933 Disposed 2021-02-07 Common Stock (933) Direct
2014-03-03 Employee Stock Options (Right to Buy) $22.985 M 1600 Disposed 2022-02-13 Common Stock (1600) Direct

Footnotes

F1: The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/07/2012.

F2: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/13/2013.