AI assistant
SMITH A O CORP — Director's Dealing 2014
Apr 8, 2014
30593_dirs_2014-04-08_c7b1eb18-7cab-4062-853c-8f224b7d7f3e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2014-04-07
Reporting Person: Sandoval Mathias (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-07 | Restrick Stock Units | $45.235 | A | 2432 | Acquired | Common Stock (2432) | Direct |
Footnotes
F1: Payment of portion of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 7, 2014.
F2: The Plan permits the participant to defer the receipt of the award, and Mr. Sandoval has made a deferral.
F3: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 6,884 additional Restricted Stock Units. The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 157 units of Restricted Stock Units.