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SMITH A O CORP — Director's Dealing 2014
Apr 8, 2014
30593_dirs_2014-04-08_4915fba0-4f47-4785-9bbd-a83bec46107b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2014-04-07
Reporting Person: WOLF IDELLE K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-07 | Common Stock | A | 2432 | $45.235 | Acquired | 32842 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (0) | 4306 | Direct |
Footnotes
F1: Payment of portion of retainer in stock under the A. O. Smith Corporation Directors' Compensation Plan based on the market price of the Common Stock on April 7, 2014.
F2: The Plan permits the participant to defer the receipt of the award and Ms. Wolf has made a deferral.
F3: On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 2,128 additional Restricted Stock Units. The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 50 units of Restricted Stock Units.