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SMITH A O CORP — Director's Dealing 2014
Sep 8, 2014
30593_dirs_2014-09-08_88a46d67-7a84-4869-a178-c61b17bc75b5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2014-09-05
Reporting Person: BROUWER WILFRIDUS M (President - AOSHBSRL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-05 | Common Stock | M | 15000 | $8.199 | Acquired | 28787 | Direct |
| 2014-09-05 | Common Stock | M | 10200 | $21.558 | Acquired | 38987 | Direct |
| 2014-09-05 | Common Stock | S | 25200 | $49.2876 | Disposed | 13787 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-08 | Employee Stock Options (Right to Buy) | $8.199 | M | 15000 | Disposed | 2019-03-02 | Common Stock (15000) | Direct |
| 2014-09-05 | Employee Stock Options (Right to Buy) | $21.558 | M | 10200 | Disposed | 2021-02-07 | Common Stock (10200) | Direct |
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