AI assistant
SMITH A O CORP — Director's Dealing 2014
Dec 1, 2014
30593_dirs_2014-12-01_8bb65990-bd9d-46b1-aa55-adc5a39066a3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2014-11-25
Reporting Person: SMITH BRUCE M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-25 | Common Stock | S | 14300 | $54.509 | Disposed | 1200 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7946 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (0) | 52687 | Direct | |
| Class A Common Stock | $0 | Class A Common Stock (0) | 226982 | Indirect |
Footnotes
F1: Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
F2: The reporting person beneficially owns these shares as settlor of a revocable family trust.
F3: The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
F4: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 479 units of Restricted Stock Units.
F5: Convertible at any time into Common Stock.
F6: None