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SMITH A O CORP Director's Dealing 2014

Dec 4, 2014

30593_dirs_2014-12-04_7612c3f0-bda0-4129-b6a1-9ca5733b4823.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMITH A O CORP (AOS)
CIK: 0000091142
Period of Report: 2014-12-03

Reporting Person: Ackerman Patricia K (VP, Investor Relations & Treas)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-03 Common Stock M 2800 $21.558 Acquired 3648 Direct
2014-12-03 Common Stock M 2133 $22.985 Acquired 5781 Direct
2014-12-03 Common Stock S 4933 $54.7968 Disposed 848 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-12-03 Employee Stock Options (Right to Buy) $21.558 M 2800 Disposed 2021-02-07 Common Stock (2800) Direct
2014-12-03 Employee Stock Options (Right to Buy $22.985 M 2133 Disposed 2022-02-13 Common Stock (2133) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0 Common Stock (0) 7417 Direct

Footnotes

F1: The Restricted Stock Units that Patricia K. Ackerman has deferred receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 50 Restricted Stock Units.