SMARTFINANCIAL INC. — Director's Dealing 2018

Jan 30, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMARTFINANCIAL INC. (SMBK)
CIK: 0001038773
Period of Report: 2018-01-25

Reporting Person: Welborn Wesley Miller (Director, Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-01-25	Common Stock	A	4627	—	Acquired	52064	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9167	Indirect
Common Stock	9167	Indirect
Common Stock	9167	Indirect
Common Stock	4725	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$31.96	2018-03-01	Common Stock (400)	400	Direct
Stock Option (right to buy)	$14.4	2019-03-01	Common Stock (513)	513	Direct
Stock Option (right to buy)	$6.6	2022-03-01	Common Stock (2500)	2500	Direct
Stock Option (right to buy)	$9.48	2023-03-01	Common Stock (1250)	1250	Direct
Stock Option (right to buy)	$9.6	2024-03-01	Common Stock (2500)	2500	Direct
Stock Option (right to buy)	$15.05	2025-09-30	Common Stock (1025)	1025	Direct

Footnotes

F1: Fully vested.

F2: This stock option was granted on 09/30/2015. The stock option vests as follows: 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant.