SMARTFINANCIAL INC. — Director's Dealing 2018

Mar 9, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMARTFINANCIAL INC. (SMBK)
CIK: 0001038773
Period of Report: 2018-03-06

Reporting Person: Welborn Wesley Miller (Director, Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-06	Common Stock	P	5000	$21.7	Acquired	14167	Indirect
2018-03-06	Common Stock	P	5000	$21.7	Acquired	14167	Indirect
2018-03-06	Common Stock	P	5000	$21.7	Acquired	14167	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	52064	Direct
Common Stock	4725	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$31.96	2018-03-01	Common Stock (400)	400	Direct
Stock Option (right to buy)	$14.4	2019-03-01	Common Stock (513)	513	Direct
Stock Option (right to buy)	$6.6	2022-03-01	Common Stock (2500)	2500	Direct
Stock Option (right to buy)	$9.48	2023-03-01	Common Stock (1250)	1250	Direct
Stock Option (right to buy)	$9.6	2024-03-01	Common Stock (2500)	2500	Direct
Stock Option (right to buy)	$15.05	2025-09-30	Common Stock (1025)	1025	Direct

Footnotes

F1: Fully vested.

F2: This stock option was granted on 09/30/2015. The stock option vests as follows: 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant.