SMARTFINANCIAL INC. — Director's Dealing 2018

Sep 10, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMARTFINANCIAL INC. (SMBK)
CIK: 0001038773
Period of Report: 2018-09-06

Reporting Person: Kuhn Robert Wade Jr. (Regional President - SmartBank)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-09-06	Common Stock	M	17000	$11.76	Acquired	17510	Direct
2018-09-06	Common Stock	M	17000	$11.76	Acquired	34510	Direct
2018-09-06	Common Stock	S	34000	$24	Disposed	510	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-09-06	Stock Option	$11.76	M	17000	Disposed	2019-01-27	Common Stock (17000)	Direct
2018-09-06	Stock Option	$11.76	M	17000	Disposed	2020-02-01	Common Stock (17000)	Direct

Footnotes

F1: Received in exchange for 20,000 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger").

F2: Received in exchange for 20,000 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger.