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SMARTFINANCIAL INC. — Director's Dealing 2017
Jan 18, 2017
32627_dirs_2017-01-18_ea548df1-948e-4470-bb89-fb97289aa6f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMARTFINANCIAL INC. (SMBK)
CIK: 0001038773
Period of Report: 2017-01-17
Reporting Person: Barrett Victor Lynn (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-17 | Common Stock | M | 8042 | $10.48 | Acquired | 109630 | Direct |
| 2017-01-17 | Common Stock | P | 31500 | $9.52 | Acquired | 141130 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-17 | Stock Option | $10.48 | M | 8042 | Disposed | 2017-02-22 | Common Stock (8042) | Direct |
| 2017-01-17 | Stock Option | $9.52 | M | 31500 | Disposed | 2017-02-22 | Common Stock (31500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30870 | Indirect |
Footnotes
F1: This option was fully vested.
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