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SMARTFINANCIAL INC. — Director's Dealing 2017
Feb 1, 2017
32627_dirs_2017-02-01_1c0fcedf-29d0-4280-a0c1-925011620209.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMARTFINANCIAL INC. (SMBK)
CIK: 0001038773
Period of Report: 2017-01-30
Reporting Person: Carroll William Young Sr. (Director, Vice-Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-30 | Common Stock | M | 52500 | $9.52 | Acquired | 153300 | Direct |
| 2017-01-30 | Common Stock | M | 31500 | $9.52 | Acquired | 184800 | Direct |
| 2017-01-30 | Common Stock | M | 8042 | $10.48 | Acquired | 192842 | Direct |
| 2017-01-30 | Common Stock | S | 82042 | $19.25 | Disposed | 110800 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-30 | Management Stock Option | $9.52 | M | 52500 | Disposed | 2017-02-22 | Common Stock (52500) | Direct |
| 2017-01-30 | Stock Option | $9.52 | M | 31500 | Disposed | 2017-02-22 | Common Stock (31500) | Direct |
| 2017-01-30 | Stock Option | $10.48 | M | 8042 | Disposed | 2017-02-22 | Common Stock (8042) | Direct |
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