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SMARTFINANCIAL INC. Director's Dealing 2017

Feb 2, 2017

32627_dirs_2017-02-01_97b0a1c5-cd2d-44b3-b2f7-a1a1a8bde416.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMARTFINANCIAL INC. (SMBK)
CIK: 0001038773
Period of Report: 2017-01-30

Reporting Person: Carroll William Young Jr. (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-30 Common Stock M 52500 $9.52 Acquired 96600 Direct
2017-01-30 Common Stock M 31500 $9.52 Acquired 128100 Direct
2017-01-30 Common Stock M 8042 $10.48 Acquired 136142 Direct
2017-01-30 Common Stock S 67042 $19.25 Disposed 69100 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-30 Management Stock Option $9.52 M 52500 Disposed 2017-02-22 Common Stock (52500) Direct
2017-01-30 Stock Option $9.52 M 31500 Disposed 2017-02-22 Common Stock (31500) Direct
2017-01-30 Stock Option $10.48 M 8042 Disposed 2017-02-22 Common Stock (8042) Direct