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SMARTFINANCIAL INC. Director's Dealing 2017

Feb 7, 2017

32627_dirs_2017-02-07_1c35db54-2a34-4981-8479-f3b5c27d5f35.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMARTFINANCIAL INC. (SMBK)
CIK: 0001038773
Period of Report: 2017-02-07

Reporting Person: Wolpert Geoffrey Alan (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-07 Common Stock M 31500 $9.52 Acquired 77742 Direct
2017-02-07 Common Stock M 8042 $10.48 Acquired 85784 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-07 Stock Option $9.52 M 31500 Disposed 2017-02-22 Common Stock (31500) Direct
2017-02-07 Stock Option $10.48 M 8042 Disposed 2017-02-22 Common Stock (8042) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 107898 Indirect

Footnotes

F1: The Reporting Person disclaims beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein.