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SMARTFINANCIAL INC. — Director's Dealing 2017
Feb 24, 2017
32627_dirs_2017-02-23_52471dd8-ab41-4b68-be50-a83307f2eac7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SMARTFINANCIAL INC. (SMBK)
CIK: 0001038773
Period of Report: 2017-02-21
Reporting Person: Whaley Keith Edward (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-21 | Common Stock | M | 26250 | $9.52 | Acquired | 70040 | Direct |
| 2017-02-21 | Common Stock | M | 6702 | $10.48 | Acquired | 76742 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-21 | Stock Option | $9.52 | M | 26250 | Disposed | 2017-02-22 | Common Stock (26250) | Direct |
| 2017-02-21 | Stock Option | $10.48 | M | 6702 | Disposed | 2017-02-22 | Common Stock (6702) | Direct |
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