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SMARTFINANCIAL INC. Director's Dealing 2017

Nov 3, 2017

32627_dirs_2017-11-03_9d6d9b36-3912-4b8c-84f9-1fa65343eb4b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMARTFINANCIAL INC. (SMBK)
CIK: 0001038773
Period of Report: 2017-11-01

Reporting Person: Jordan Rhett D. (Chief Credit Officer and EVP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-01 Common Stock A 42 Acquired 10042 Direct

Footnotes

F1: Received in exchange for 50 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share.