SMARTFINANCIAL INC. — Director's Dealing 2016

Sep 26, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SMARTFINANCIAL INC. (SMBK)
CIK: 0001038773
Period of Report: 2016-09-23

Reporting Person: Coxwell John H Sr (EVP & COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-23	Common Stock	M	3750	$9.48	Acquired	13137	Direct
2016-09-23	Common Stock	M	6250	$9.6	Acquired	19387	Direct
2016-09-23	Common Stock	S	10000	$16.25	Disposed	9387	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-09-23	Stock Option	$9.48	M	3750	Disposed	2023-03-01	Common Stock (3750)	Direct
2016-09-23	Stock Option	$9.6	M	6250	Disposed	2024-03-01	Common Stock (6250)	Direct

Footnotes

F1: This option was fully vested.

F2: This option was fully vested.