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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2021
Nov 10, 2021
30568_dirs_2021-11-09_27089e1f-26c8-44b8-9496-4ddae83edc31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2021-11-05
Reporting Person: GRIFFIN LIAM (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-05 | Common Stock | A | 30388 | $0.00 | Acquired | 61171 | Direct |
| 2021-11-05 | Common Stock | F | 15068 | $164.06 | Disposed | 46103 | Direct |
| 2021-11-05 | Common Stock | A | 94965 | $0.00 | Acquired | 141068 | Direct |
| 2021-11-05 | Common Stock | F | 47085 | $164.06 | Disposed | 93983 | Direct |
| 2021-11-05 | Common Stock | M | 10130 | — | Acquired | 104113 | Direct |
| 2021-11-05 | Common Stock | F | 5023 | $164.06 | Disposed | 99090 | Direct |
| 2021-11-08 | Common Stock | A | 26914 | $0.00 | Acquired | 126004 | Direct |
| 2021-11-08 | Common Stock | F | 13344 | $167.77 | Disposed | 112660 | Direct |
| 2021-11-08 | Common Stock | M | 12100 | — | Acquired | 124760 | Direct |
| 2021-11-08 | Common Stock | F | 6000 | $167.77 | Disposed | 118760 | Direct |
| 2021-11-08 | Common Stock | M | 6193 | — | Acquired | 124953 | Direct |
| 2021-11-08 | Common Stock | F | 3071 | $167.77 | Disposed | 121882 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-05 | Restricted Stock Units | $ | M | 10130 | Disposed | Common Stock (10130) | Direct | |
| 2021-11-08 | Restricted Stock Units | $ | M | 12100 | Disposed | Common Stock (12100) | Direct | |
| 2021-11-08 | Restricted Stock Units | $ | M | 6193 | Disposed | Common Stock (6193) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12440 | Indirect |
Footnotes
F1: Represents 30,388 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020.
F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3: Represents 94,965 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020 and fiscal year 2021.
F4: Restricted stock units convert into shares of common stock on a one-for-one basis.
F5: Represents 26,914 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/6/2018. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for the performance period consisting of fiscal years 2019, 2020, and 2021.
F6: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2021.
F7: The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023.
F8: The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022.
F9: The restricted stock units vested in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.