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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2021
Nov 10, 2021
30568_dirs_2021-11-09_ae3b44da-1bda-4ca2-8337-786e90c12fc3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2021-11-05
Reporting Person: Sennesael Kris (SVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-05 | Common Stock | A | 9724 | $0.00 | Acquired | 62145 | Direct |
| 2021-11-05 | Common Stock | F | 4822 | $164.06 | Disposed | 57323 | Direct |
| 2020-11-05 | Common Stock | M | 3241 | — | Acquired | 60564 | Direct |
| 2020-11-05 | Common Stock | F | 1607 | $164.06 | Disposed | 58957 | Direct |
| 2020-11-05 | Common Stock | M | 8610 | — | Acquired | 67567 | Direct |
| 2020-11-05 | Common Stock | F | 4269 | $164.06 | Disposed | 63298 | Direct |
| 2021-11-08 | Common Stock | A | 7535 | $0.00 | Acquired | 70833 | Direct |
| 2021-11-08 | Common Stock | F | 3736 | $167.77 | Disposed | 67097 | Direct |
| 2021-11-08 | Common Stock | M | 3388 | — | Acquired | 70485 | Direct |
| 2021-11-08 | Common Stock | F | 1680 | $167.77 | Disposed | 68805 | Direct |
| 2021-11-08 | Common Stock | M | 2158 | — | Acquired | 70963 | Direct |
| 2021-11-08 | Common Stock | F | 1070 | $167.77 | Disposed | 69893 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-05 | Restricted Stock Units | $ | M | 3241 | Disposed | Common Stock (3241) | Direct | |
| 2021-11-05 | Restricted Stock Units | $ | M | 8610 | Disposed | Common Stock (8610) | Direct | |
| 2021-11-08 | Restricted Stock Units | $ | M | 3388 | Disposed | Common Stock (3388) | Direct | |
| 2021-11-08 | Restricted Stock Units | $ | M | 2158 | Disposed | Common Stock (2158) | Direct |
Footnotes
F1: Represents 9,724 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020.
F2: This total includes 170 shares purchased on 2/1/2021 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.
F3: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F4: Restricted stock units convert into shares of common stock on a one-for-one basis.
F5: Represents 7,535 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/6/2018. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for the performance period consisting of fiscal years 2019, 2020, and 2021.
F6: The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023.
F7: The restricted stock units vested in two (2) equal installments, beginning on 11/5/2020 and ending on 11/5/2021.
F8: The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022.
F9: The restricted stock units vested in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.