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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2021
Nov 10, 2021
30568_dirs_2021-11-09_97b850a3-c976-444f-b107-e20780175434.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2021-11-05
Reporting Person: TERRY ROBERT JOHN (SVP, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-05 | Common Stock | A | 7900 | $0.00 | Acquired | 13217 | Direct |
| 2021-11-05 | Common Stock | F | 3918 | $164.06 | Disposed | 9299 | Direct |
| 2021-11-05 | Common Stock | M | 2634 | — | Acquired | 11933 | Direct |
| 2021-11-05 | Common Stock | F | 1306 | $164.06 | Disposed | 10627 | Direct |
| 2021-11-05 | Common Stock | M | 6077 | — | Acquired | 16704 | Direct |
| 2021-11-05 | Common Stock | F | 3013 | $164.06 | Disposed | 13691 | Direct |
| 2021-11-08 | Common Stock | A | 4575 | $0.00 | Acquired | 18266 | Direct |
| 2021-11-08 | Common Stock | F | 2269 | $167.77 | Disposed | 15997 | Direct |
| 2021-11-08 | Common Stock | M | 2057 | — | Acquired | 18054 | Direct |
| 2021-11-08 | Common Stock | F | 1020 | $167.77 | Disposed | 17034 | Direct |
| 2021-11-08 | Common Stock | M | 1349 | — | Acquired | 18383 | Direct |
| 2021-11-08 | Common Stock | F | 669 | $167.77 | Disposed | 17714 | Direct |
| 2021-11-08 | Common Stock | S | 3100 | $163.52 | Disposed | 14614 | Direct |
| 2021-11-08 | Common Stock | S | 5274 | $164.59 | Disposed | 9340 | Direct |
| 2021-11-09 | Common Stock | S | 218 | $165.79 | Disposed | 9122 | Direct |
| 2021-11-09 | Common Stock | S | 500 | $166.77 | Disposed | 8622 | Direct |
| 2021-11-09 | Common Stock | S | 3305 | $167.73 | Disposed | 5317 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-05 | Restricted Stock Units | $ | M | 2634 | Disposed | Common Stock (2634) | Direct | |
| 2021-11-05 | Restricted Stock Units | $ | M | 6077 | Disposed | Common Stock (6077) | Direct | |
| 2021-11-08 | Restricted Stock Units | $ | M | 2057 | Disposed | Common Stock (2057) | Direct | |
| 2021-11-08 | Restricted Stock Units | $ | M | 1349 | Disposed | Common Stock (1349) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2821 | Indirect |
Footnotes
F1: Represents 7,900 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020.
F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3: Restricted stock units convert into shares of common stock on a one-for-one basis.
F4: Represents 4,575 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/6/2018. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for the performance period consisting of fiscal years 2019, 2020, and 2021.
F5: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 5/27/2021.
F6: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $163.03 per share to $163.97 per share.
F7: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $164.09 per share to $164.99 per share.
F8: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $165.78 per share to $165.89 per share.
F9: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $166.39 per share to $167.04 per share.
F10: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $167.14 per share to $168.10 per share.
F11: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2021.
F12: The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023.
F13: The restricted stock units vested in two (2) equal installments, beginning on 11/5/2020 and ending on 11/5/2021.
F14: The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022.
F15: The restricted stock units vested in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.